Financial Services

Manning Fulton lawyers have for many years provided high-quality, cost-effective, and efficient representation to banks, asset-based lenders, and other financial services companies in wide variety of transactions and disputes.

Banks and Other Lenders

We provide lender representation on all types of commercial lending transactions, including asset-based loans, syndications and participations, interest-rate swap transactions, equipment leasing, leveraged acquisition financing, public/private financing, SBA guaranteed transactions, senior debt, mezzanine lending, and subordination and intercreditor issues. We represent lenders, factors, and secondary market loan purchasers in workouts, disputed loans and accounts, foreclosures, deficiency actions, and claims alleging lender liability and violation of usury and other statutes regulating lending.

Securities

We represent broker-dealers in court actions and FINRA arbitrations involving allegations of securities law violations, unauthorized trading, breach of contract, violation of restrictive covenants, and wrongful interference with contractual relations.  Our lawyers have also assisted clients in many private securities offerings, and we have teamed with public securities counsel in public offerings by our clients.

Insurers  

Manning Fulton represents insurance companies and agents on insurance coverage issues and dispute resolution involving all types of business insurance, including but not limited to products liability, builders risk, directors and officers liability, commercial liability, and errors and omissions.  

In serving our financial services clients, Manning Fulton draws on the experience of our attorneys throughout the firm to provide the team to most effectively and efficiently represent our clients.  Our combined industry knowledge helps us effectively represent banks, insurance company investment departments, institutional investors and investment bankers, and other financial services organizations.

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