Our attorneys regularly represent clients in a wide variety of securities disputes in federal trial and appellate courts, in state trial and appellate courts, and before securities industry and AAA arbitration panels.
We represent clients defending or pursuing claims under both federal and state securities laws, and laws regulating investment advisors. We have handled claims for alleged misrepresentations in the purchase or sale of securities and claims for failure to register securities.
We have also handled a variety of litigation and arbitration proceedings relating to securities broker-dealers and enforcement of arbitration agreements. This has included disputes between brokers and their clients and disputes between brokers and registered representatives in connection with restrictive covenants.